Exchange act sections 13 a or 15 d
WebSection 15 (d) requires companies to file certain periodic reports and information required by Section 13 of the Exchange Act (such as Form 10-K and Form 10-Q reports) as if they had securities registered under Section 12 of the Exchange Act. Webissuer has a reporting obligation under Section 15(d), then it must file a Form 15 to suspend its Section 15(d) reporting obligation pursuant to Exchange Act Rule 12h‐3 (Section 15(d) reporting obligations also may be suspended by operation of law, as discussed below).
Exchange act sections 13 a or 15 d
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WebJanuary 15, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 15, 2024 Buckeye Partners, L.P. (Exact name of registrant as … Webof Section 13(a) or 15(d) of the exchange Act for a period of at least 12 calendar months; • The issuer has filed at least one annual report pursuant to Section 13(a) or 15(d) of …
WebFeb 13, 2012 · CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302(a) OF THE . SARBANES-OXLEY ACT OF 2002 . I, James B. Flaws, … Web(ii) The issuer has been subject to the requirements of section 13 (a) or 15 (d) of the Act ( 15 U.S.C. 78m or 78o (d)) for a period of at least twelve calendar months; and (iii) The issuer has filed at least one annual report pursuant to section 13 …
http://www.securitieslawcast.com/securities-lawcasts/section-13-exchange-act/ WebSection 15-d reporting requirements apply even if the public company does not list its securities on a national securities exchange or market and the company has not met the size thresholds requiring Exchange Act registration. A company subject to Section 15-d reporting requirements must file annual, quarterly and current reports with the SEC.
WebSection 15(d) provides that any issuer who registers a class of securities under the Securities Act of 1933, as amended (the Securities Act) shall become subject to periodic reporting requirements under Section 13(a) (15 USCS § 78m) of the Exchange Act, including annual reports on Form 10-K, quarterly reports on Form 10-Q and current …
WebFeb 2, 2024 · Current report pursuant to Section 13 or 15(d) July 31, 2016 8-K blink xt2 camera system installationWebSection 15 (d) requires companies to file certain periodic reports and information required by Section 13 of the Exchange Act (such as Form 10-K and Form 10-Q reports) as if … blink xt2 camerasWebApr 13, 2024 · Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2024 EQT CORPORATION (Exact name of registrant as specified in its charter) 625 Liberty Avenue, Suite 1700 Pittsburgh, Pennsylvania 15222 (Address of principal executive offices and zip code) blink xt2 camera system manualWebSection 13 (d) requires that any person who acquires direct or indirect beneficial ownership of more than 5% of an outstanding class of equity securities, or becomes a beneficial owner of those securities by buying or selling security-based swaps (see Box, Impact of Dodd-Frank ), must file a report containing certain information with the SEC … fred travelina imitate jerry lewisWebIn general, under Section 13(a) of the Exchange Act (codified in 15 U.S.C. § 78m), companies with registered publicly held securities and companies of a certain size … fred traxel obituaryWebJan 30, 2024 · Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes No . Note – Checking the box above will … fred travel lamp phone diffuserWebFeb 10, 2024 · This legal update summarizes (1) the reporting requirements under Section 13 of the Securities Exchange Act of 1934, as amended (the “ Exchange Act” ), which … blink xt2 camera system 3 camera kit